Contract & Fees
With the exception of Portfolio Management, we generally charge by the hour or on a fixed project basis. We have no minimum investment requirements. Fees can be scaled to try and make them affordable for all people.
1. Each new client requires a Cadaret & Grant Co., Inc. New Account Form.
In addition, you’ll need one of the following contracts.
a. Portfolio Management*
To engage us to continuously monitor and adjust your portfolio with discretion use this Portfolio Management Contract.
$25,000-$250,000 AUM $250,000-$3,000,000 AUM >$3,000,000 AUM 1.25% 1% .75% $11/trade; $35 Annual IRA Fee/Account; $26 Annual Reporting Fee/Account; 0.99% Ave. Mutual Fund Exp. Ratio $11/trade; $35 Annual IRA Fee/Account; $26 Annual Reporting Fee/Account; 0.99% Ave. Mutual Fund Exp. Ratio $11/trade; $35 Annual IRA Fee/Account; $26 Annual Reporting Fee/Account; 0.99% Ave. Mutual Fund Exp. Ratio or 0.50% SMA expense Estimated Total Annual Costs 2.25% Estimated Total Annual Costs 1.99% Estimated Total Annual Costs 1.25-1.74% * Estimates see contract for details. Fees are negotiable.b. All Other Services
Billing is hourly or by the project. Sliding scale $50-250/hr. Some fees waived for account holders. To engage us for Client Education, Financial Planning, and/or Investment Advice (without Portfolio Management) use this Fee-Only Financial Planning Consulting Contract.
Our Independent Broker Dealer & RIA
Our Clearing & Custody Firm
Another of Our Custodians
